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Feature Article Patent Ductus Arteriosus in Preterm Infants Abstract Patent ductus arteriosus (PDA) occurs frequently in premature infants. The overall incidence of clinical PDA reported in premature infants ranges from 18 to 80%. However, the incidence of clinical and subclinical PA detected by echocardiography can be as high as 90%. Significant PDA L→R shunt can complicate the clinical course of RDS, therefore significant PDA requires medical or surgical intervention. Although pharmacological or surgical closure of the ductus may be required, in some infants PDA may close spontaneously without specific therapy. Management of subclinical PDA remains controversial. Routine prophylactic use of indomethacin, either for prevention of PDA or IVH cannot be recommended at the present time until more follow up studies are available. Surgical ligation of the ductus may be indicated in infants who do not react to medical treatment, particularly infants of extreme low birth weight. This paper summarizes the diagnosis and the current management. Emphasis has been placed on pharmacological closure of the ductus using the prostaglandin inhibitor. Keyword : Indomethacin; Patent ductus arteriosus; Respiratory distress syndrome Patent ductus arteriosus (PDA) has become an important and challenging issue to neonatologists and pediatric cardiologists not only because of its high prevalence in premature infants but also as a complicating factor in the disease of such infants that may contribute to significant mortality and morbidity. This paper will summarize the update clinical information and focus on the pharmacological management of the ductus. IncidenceThe incidence of PDA is related to gestational age and birth weight of the infants; the younger the gestational age and the lower the birth weight, the higher the incidence of PDA.1,2 The incidence of PDA is also related to the severity of the underlying pulmonary disease; infant with severe respiratory distress syndrome (RDS) who requires mechanical ventilation is often associated with a PDA.2 Other factors, such as fluid overload, improper use of mechanical ventilation, hypoxia, acidosis and postnatal use of surfactant are reported to be associated with higher incidence of PDA.3 Based on aortic contrast echocardiography during the first day of life in premature infants with RDS, the incidence of PDA could be as high as 90%.4 Based on a color Doppler, the incidence of PDA in infants of 600-1250 gm during the first day is 86%; nearly 90% of these PDAs are moderate or large in size.5 However, based on a clinical prospective study, the incidence of clinically significant PDA in premature infants with RDS ranges from 6.7 to 51%, depending on the gestational age and birth weight of the infant (Table I).3 The presence of RDS is often associated with an increased frequency of significant PDA (Table II).3
Natural Course of PDAThe natural course of PDA has been prospectively studied by Reller et al.6 Using an echocardiographic, color-flow Doppler study, Reller demonstrated that spontaneous closure of the ductus arteriosus occurred in essentially all healthy premature infants, regardless of gestational age, by the fourth day of life.6 This timing of closure is similar to that in healthy term infants.6 In premature infants with uncomplicated RDS, majority of their ducti would close by the fourth day of life, and only about 11% of the ducti would remain open.7 The infants enrolled in Reller's study were large premature infants and had relatively mild RDS.7 Physiology and PathophysiologyFunctional closure of the ductus occurs by the fourth day of postnatal life is nearly complete in all healthy term and preterm infants. However, many factors may influence the constriction or relaxation of the ductus muscle. Among these, the alveolar and arterial oxygen tension and prostaglandin E (PGE2) appear to be the most important. It has been shown that during intrauterine life circulating PGE2 and PGI2 produced locally in the ductus maintain the patency of the ductus8,9 and that following birth, the loss of the placenta, a source of PGE2 production, and the spontaneous decrease in local production of PGE2 and PGI2, allow factors that constrict the ductus, such as the increase in oxygen tension, to act relatively unopposed, and the ductus closes. The immature ductus is more sensitive to the dilating effects of prostaglandins and less sensitive to the constricting effects of oxygen,10 which accounts for the high incidence of PDA in preterm infants. Steroid may decrease the sensitivity of the ductus to PGE.11 Prenatal steroids therapy may decrease the incidence of PDA.12 Circulating prostaglandins (PG) also may be important in maintaining the patency of the ductus arteriosus. During the acute stage of RDS, both PGE and PGF levels were elevated signiflcantly as compared with values in infants without RDS.13 Concomitant with the appearance of PDA there was a decrease in PGF and an increase in PGE.13 Because the lung is an important organ for synthesis and degradation of PG, it is possible that in premature infants with RDS, the synthesis and degradation of PG may be altered and that a resultant high circulating PGE may exert an effect on the ductus. The pathophysiology of PDA in infants with RDS is illustrated in the Figure 1. Following the decrease in pulmonary vascular resistance, the left to right shunt through the ductus increases, resulting in increased pulmonary flow and a congestive circulatory state. This may further compromise the poor lung compliance already present in infants with RDS.14 The consequent increases in ventilatory and oxygen therapy may further enhance the risk of developing chronic lung disease (CLD). Alterations in dynamics of cerebral circulation by the ductal shunt may increase the risk for intraventricular hemorrhage (IVH). Increased incidence of necrotizing enterocolitis has also been reported.
Clinical ManifestationPatent ductus arteriosus in premature infants can be subclinical (no heart murmur) or clinical (with heart murmur). Clinical PDA can be nonsignificant (no cardiovascular dysfunction) or significant (with cardiovascular dysfunction). Subclinical PDAIn the absence of a ductus murmur, PDA can only be diagnosed noninvasively by contrast or Doppler echocardiography. However, there are factors that may be associated with high risk of developing ductus shunt. These include (a) birthweight < 1500g, (b) RDS, (c) acute perinatal stress, and (d) the need for assisted ventilation within 24 hours of birth.15 Clinical PDA without Significant Cardiopulmonary DysfunctionA heart murmur is probably the only or the only prominent sign in these infants. In infants who have no underlying lung disease, the diagnosis of PDA can easily be made by the characteristic systolic murmur at the left sternal border in the second intercostal space. The systolic murmur often continues into the diastolic phase. In infants with RDS who require mechanical ventilation, the diagnosis of PDA can be confounded by signs associated with the underlying respiratory condition. Temporary disconnection of the respirator may make it easier to detect the cardiac murmur. Awareness of the high prevalence of PDA in infants with RDS during the first week of life and frequent careful physical examination are the initial steps leading to the diagnosis. Diagnosis can easily be made clinically and confirmed by doppler echocardiography. These infants usually have normal blood gases and acid-base balance, without apparent alteration in cardiopulmonary function. Clinical PDA with Significant Cardiopulmonary DysfunctionBesides the cardiac murmur, these infants may have resting tachycardia, bounding peripheral pulse, hyperactive precordium, cardiomegaly on chest X-ray and echocardiographic changes suggesting a large left-to-right shunt. Frequent apnea, carbon dioxide retention, unexplained deterioration of respiratory status or respirator dependence and systemic hypotension may be seen. A clinical score system designed by Yeh et al has been used to evaluate the signs of cardiovascular distress (cardiovascular distress or CVD score) (Table 111).16 This scoring system is essentially designed for a paediatrician in practice. There is a good correlation between this CVD score and blood gases and echocardiogram. A CVD score of 3 or greater is usually associated with LAIAO (left atrium/aortic root dimension) >= 1.3 on echocardiogram, indicating a significant ductus shunt (normal LAIAO values range from 0.66-1.06).
Echocardiography can be used not only for the diagnosis of PDA but also for estimating the degree of ductus shunt. An increase in LAIAO ratio (>= 1.3) suggests a significant left-to-right shunt. High left ventricular function index (as shown by left ventricular shortening fraction) indicates a left-to right shunt with high left-sided heart volume load and excludes causes of dilatation of the left side of the heart associated with decreased left ventricular function, such as cardiomyopathy. The shortening fraction is expressed as (EDD-ESD)/EDD x 100, where EDD is the end diastolic dimension and ESD is the end systolic dimension. The normal value for shortening fraction of left ventricle is 34±3%. Other echocardiographic changes include decrease in the left ventricular pre-ejection period (LVPEP), decrease in the ratio of LVPEP to left ventricular ejection time, and diastolic pulmonary valve flutter. By using two-dimensional echocardiography, direct visualization of the PDA can be obtained, with few false negative or false positive studies. The contrast echocardiographic technique with injection of 2-5 ml of normal saline solution through the umbilical arterial catheter has been successful in demonstrating the left-to-right PDA shunt. Doppler colour-flow echocardiography can visualize a small PDA that cannot be imaged clearly on the two-dimensional echocardiogram, and it can obtain more information of the degree of ductus shunt and pulmonary artery pressure. With continuous wave Doppler techniques, the aortic to pulmonary artery pressure gradient can be measured with accuracy and the pulmonary artery pressure can be estimated using pulse Doppler techniques, by comparing (area x mean velocity of the aortic valve) to (area x mean velocity of the pulmonary valve). A significant PDA can be diagnosed if there is clinical cardiopulmonary dysfunction or if there are echocardiographic changes suggesting a significant left to right shunt (Table IV).
ManagementAlthough pharmacological or surgical closure of the ductus may be required, a PDA may close spontaneously without specific therapy. This is particularly true in large premature infants without severe underlying pulmonary disease. Subclinical PDAThe management of a subclinical PDA remains controversial. Various studies by giving indomethacin within 24 hours of birth have shown a significant decrease in symptomatic PDA. This mode of prophylactic therapy has been routinely used in some intensive care units.17 A recent systematic review18 of 14 studies suggests that early prophylactic use of indomethacin also significantly reduced the incidence of symptomatic PDA but there is no evidence that treatment affects respiratory outcome. Prophylactic indomethacin significantly reduces the incidence of grades 3 and 4 intraventricular hemorrhage. However, there is no sound study assessing the longterm effect of prophylaxis on neurodevelopmental outcome. In view of the potential side effects of indomethacin in terms of reducing cerebral blood flow and the risk of cerebral hypoxia19 and the lack of long term study on neurodevelopmental outcome, routine prophylactic indomethacin can not be recommended at the present time. Clinical PDAThe management of a clinical PDA is less controversial. For infants who have clinical PDA, with or without cardiovascular dysfunction, several clinical interventions may facilitate ductus closure or improve the cardiovascular status. These include the following3:
FurosemideFurosemide (Lasix) is the diuretic most commonly used in neonates for various reasons. Furosemide produces diuresis and natriuresis by inhibition of active chloride reabsorption from the ascending limb of the loop of Henle', resulting in a decrease in passive reabsorption of sodium. Furosemide may stimulate renal prostaglandin synthesis.20 The haemodynamic effect of furosemide may be mediated by renal PG. Furosemide also has systemic vascular effects that are independent of its diuretic action. The mechanism for the reduction of pulmonary edema in premature infants with PDA could be related to diuresis or to the vascular effect of the drug, or both. Furosemide can be recommended in infants with fluid overload, whether or not they have congestive heart failure. Furosemide also can be used simultaneously with indomethacin to prevent its renal side-effects.21 For rapid diuresis in infants with congestive heart failure, a dose of 1-3 mg/kg iv. is adequate. For infants with fluid overload and PDA, we recommend one or two doses of Furosemide (1 mg/kg) at 12-24 hour intervals. The two potential side-effects of short-term furosemide therapy in neonates are ototoxicity and displacement of bilirubin from albumin-binding sites. Ototoxicity appears to be related to the serum concentration of furosemide, but this has not been reported in neonates. Similarly, the displacement of bilirubin from albumin binding sites has not been reported to cause any significant problem in neonates. Controversy remains as to whether furosemide promotes patency of the ductus. A randomized controlled study did not show an increase in PDA incidence with early use of furosemide.22 Pharmacological Closure of PDA with PG InhibitorProstaglandin E is synthesized in the wall of the ductus arteriosus, and circulating PGE may play an important role in maintaining patency of the ductus during fetal and early extrauterine life. Indomethacin, a PG synthetase (cyclo-oxygenase) inhibitor, has been used to promote ductus closure.23,24 IndicationsIndomethacin may be used for prophylaxis or for treatment of PDA. However, routine prophylactic therapy for very low birth weight infants has been controversial because of inadequate studies on the side-effects and long-term outcome. For infants who have clinical PDA, with or without significant cardiovascular dysfunction, administration of indomethacin will reduce the ductus shunt or close the ductus and improve cardiopulmonary status. ContraindicationsThe tentative contraindications for indomethacin therapy are (a) hyper-bilirubinaemia, (b) blood urea nitrogen levels exceeding 3.3 mmol/l (20 mg/dl), (c) shock, (d) intracranial haemorrhage, (e) necrotizing enterocolitis, (f) haemorrhagic disease, and (g) a platelet count less than 50000/mm.3 Efficacy of Indomethacin Closure of PDABased on 7 control trials,18 prophylactic use of intravenous indomethacin given within 24 hours of birth significantly reduced the incidence of symptomatic PDA (PDA associated with signs/symptoms of congestive heart failure). (Pooled event rate ratio, ERR=0.309, 95% CI 0.215, 0.443; event rate difference, ERD= -0.217, 95% CI -0.275, -0.160). The incidence of echo-diagnosed PDA-that is, the sum of clinical and subclinical PDA is reduced even further by prophylactic indomethacin (Pooled ERR= -0.304, 95% CI 0.220, 0.417; pooled ERD=-0.289, 95% CI -0.353, -0.225). The prophylactic dosage of indomethacin ranges from 0.1 to 0.2 mg/kg every 24 hours for 3 doses. Reports on the use of indomethacin in premature infants with clinically significant PDA have been favourable, but indomethacin has not been shown to be beneficial in all cases. Indomethacin may have been less effective in (a) premature infants of very low birth weight and very low gestational age, (b) infants of high postnatal age (more than 6 weeks), and (c) infants of high postconceptional age. Because of the poor bioavailability, indomethacin given by the oral route is less effective than that given intravenously. Based on a double-blind controlled study in which indomethacin was given at a mean postnatal age of 8.9 days and with dosage of 0.3 mg/kg per day for a maximum of three doses, 89.2% of infants would show ductus closure and/or improvement in cardiovascular status (Figure 2).2 From this study, 22% of the infants would show spontaneous closure of the ductus. When adjustments were made for the number of infants expected to improve spontaneously, indomethacin was successful in closing the ductus in 86% of the infants. This success rate was consistent with the report from a national collaborative study.25
When indomethacin is given to infants within 2 weeks of birth, after one dose (0.3 mg/kg), about 50% of the infants show ductus response, after two doses (in 24 hours) 75%, and after three doses (in another 24 hours) 89%. After one dose of indomethacin, 14% of the responding infants had return of the ductus murmur, after two doses 9.5%, and after three doses, 8%. The smaller the infant, the higher the incidence of returning of the ductus murmur.2 It is not completely understood why some infants did not respond to indomethacin and some infants had their murmur returning following initial ductus closure. Some explanations could be derived from the pharmacokinetic data of indomethacin.26,27 Series studies suggested that the ductus response to indomethacin correlated significantly with plasma concentration.28,29 Brash et al28 have shown that the ductus response to indomethacin is related to plasma concentration at 24 hours after the dose is given; failure of the ductus to respond was often associated with a plasma level of less than 250 ng/ml. A study by Yeh et a129 demonstrated that ductus response to indomethacin correlated significantly with plasma level at 12 hours after intravenous dosing: when the blood levels reach 600 ng/ml, there is a 50% chance that ductus will close, and when the blood levels reach 1400 ng/ml, there is a 75% chance that this will happen (Figure 3).29 Low plasma levels could be seen in infants of advanced postnatal age, in whom the half-life of indomethacin is short, or in infants of very low birthweight, in whom the volume of distribution of indomethacin is large.27
The pharmacokinetic data of intravenously administered indomethacin in infants >= 2 weeks postnatal age26 showed a mean plasma half-life ranging from 15.4-20.7 hours, which is about three times longer than that reported in adults. The plasma clearance of indomethacin was positively correlated with postnatal age: the older the infant, the faster the clearance. Indomethacin has been shown in adults to undergo demethylation, deacylation and conjugation with glucuronic acid. Variability in hepatic metabolism, renal excretion and enterohepatic recirculation could contribute to differences in pharmacokinetics between newborns and adults.26 Side-EffectsThe possible side-effects being reported following indomethacin therapy are3: 1. Transient renal dysfunction; Among these side-effects, the most clinically significant and recognizable complication is transient renal dysfunction. A transient decrease in urine output, fractional excretion of sodium and chloride and osmolar and free water clearance is observed following indomethacin administration.30,31 Renal function may return to normal, usually within 72 hours after discontinuation of the medication. Indomethacin may decrease the glomerular filtration rate. Since the decrease in free water clearance is usually greater than that of osmolar clearance, a dilutional hyponatraemia may occur.31 There was no apparent linear correlation between the plasma indomethacin levels and renal side-effects. Seyberth et al32 have demonstrated altered renal function when the plasma indomethacin levels were maintained between 150 and 750 ng/ml. A study by Yeh et al29 indicated that when plasma indomethacin levels reach 170 ng/ml, the majority of infants have decreased urine output. This plasma level is far below the therapeutic levels for ductus closure. Thus, the safe therapeutic range of plasma levels within which the ductus will close and side-effects be minimal appears to be narrow (Figure 3).29 In other words, to reach the therapeutic levels for ductus closure, majority of the infants would experience some degree of renal dysfunction. Fortunately, the renal side-effects are often transient and usually do not last for more than 72 hours after discontinuation of the drug. The renal side-effects of indomethacin may be prevented by simultaneous administration of furosemide.21 Furosemide may induce renal PG synthesis. Simultaneous administration of furosemide (1 mg/kg) promotes free water clearance and osmolar clearance, which otherwise would be reduced if indomethacin was used alone (Figure 4). Although furosemide has been shown to enhance ductus patency, we did not observe any significant change in the efficacy of indomethacin on the closure of PDA with the simultaneous administration of furosemide. The simultaneous administration of indomethacin and furosemide is particularly useful in premature infants who have PDA, congestive heart failure and oliguria.33
Therapeutic Regimen and Recommended DosageCurrent dosing schedules are somewhat variable, depending on the therapeutic purposes and the postnatal age of the infant. In general, an i.v. dose of 0.2-0.3 mg/ kg every 12-24 hours, for a total of three doses if needed, is adequate for one course of therapy. Infants may be given a second course of therapy, usually 48-72 hours following the last dose of first course. Ductus response to second course of therapy is usually poor in infants who did not respond to first course or whose ductus reopens following initial closure. The following recommendations are based on the published literature.
Outcome and Long-Term Follow-upThere has been no solid evidence to demonstrate that the presence of PDA contributes significantly to the development of bronchopulmonary dysplasia (BPD). Similarly, there has been no solid evidence of a decrease in the incidence of BPD following surgical or indomethacin closure of the ductus arteriosus. However, indomethacin closure of the ductus does decrease the incidence of surgical ligation and the need for assisted ventilation. The use of indomethacin did not show long-term adverse effects, e.g. increased incidence of recurrent respiratory infection, neurologic defects (major and minor) or abnormal electroencephalogram when the infants were examined at 1 year and at preschool age.45,46 DigoxinThe use of digoxin for PDA has been questioned by many paediatric cardiologists and neonatologists. A control study by McGrath47 failed to show any advantage of using digoxin in premature infants with PDA. Furthermore, premature infants treated with digoxin have a high incidence of arrhythmia and subendocardial ischaemia. The poor elimination of the drug may result in high levels in the serum, leading to toxicity. Thus, digoxin should be reserved only for infants in whom indomethacin is contraindicated, such as those with necrotizing enterocolitis or renal failure. Because of the prolonged half-life when indomethacin is added to digoxin therapy, the digoxin dosage should be reduced by 50% until urine output and digoxin serum level can be better assessed.48 The relevant action of digoxin is the positive inotropic action. This action is applicable only when there is ventricular myocardial dysfunction. Unless echocardiography demonstrates dysfunction, digoxin is not indicated. Surgical Closure of PDAIt is generally acknowledged that closure of a haemodynamically significant PDA is of benefit in premature infants. However, controversy still exists on whether surgical ligation or indomethacin closure of the ductus represents the optimum method of management. This is particularly true in very low birthweight infants, since this group of infants is often refractory to indomethacin therapy.27 Palder et al49 showed that surgical ligation of a haemodynamically significant PDA yields a more predictable result, with low morbidity and mortality, and suggested that this mode of therapy may be a preferred treatment for premature infants of birthweight less than 800 g. Surgical ligation can be accomplished by an experienced surgeon in a neonatal intensive care unit (NICU) with minimal mortality and acceptable morbidity. Surgical ligation of PDA in NICU prevents the complications often observed in the operation room, such as hypothermia, inadvertent extubation and interruption of vascular access and monitoring. However, surgical ligation is not without risks. There are complications directly or indirectly related to operative precedure. These include pneumothorax, pleural effusion (serous or chylous), recurrent nerve and phrenic nerve injury and excessive operative blood loss. We feel that for premature infants of birthweight greater than 1000 g, surgical ligation should be reserved only for those who fail to respond to two courses of indomethacin therapy. However, for premature infants of extremely low birthweight (less than 1000g), prompt surgical ligation may be considered if they fail to respond to one course of indomethacin therapy or there are contra-indications to indomethacin therapy. AcknowledgementThis paper is revised from T F Yeh, et al "Patent ductus arteriosus" in Bailliere's Clinical Pediatrics, 3(1):131-46. References1. Siassi B, et al. Incidence and clinical features of patent ductus arteriosus in low birth weight infants: a prospective analysis of 150 consecutively born infants. Pediatrics 1976;57:347-51. 2. 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Effects of prolonged versus acute indomethacin therapy in very low birth-weight infants with patent ductus arteriosus. European J Pediatr 1988;147:481-4. 36. Hammerman C, Aramburo MJ. Prolonged indomethacin therapy for the prevention of recurrences of patent ductus arteriosus. J Pediatr 1990;117:771-6. 37. Cowan F. Indomethacin, patent ductus arteriosus and cerebral blood flow. J Pediatr 1986;106:341-4. 38. Evans D, Levenc M, Archer L. The effect of indomethacin on cerebral blood flow velocity in premature infants. Dcv Med Child Neurol 1987;29:776-82. 39. Hanigan W, Kennedy G, Roemisch F, et al. Administration of indomethacin for the prevention of periventricular-intraventricular hemorrhage in very low birth weight neonates. J Pcdiatr 1988;112:941-7. 40.Van Bel F, Van De Bor M, Stijnen T, et al. Cerebral blood flow velocity changes in preterm infants after a single dose of indomethacin: duration of its effects. Pediatrics 1989;84:802-7. 41. Baerts W, Fetter WP, Hop WC, et al. Cerebral lesions in preterm infants after tocolytic indomethacin. Dev Med Child Neurol 1990;32:910-8. 42. Edwards A, Wyatt J, Ridrardson C, et al. Effects of indomethacin of cerebral hemdynamics in very pretcrin infants. Lancet 1990;335:1491-5. 43. Simdo A, Mardoum R, Merritt TA, et al. Effects on cerebral blood flow velocity of show and rapid infusion of indomethacin. J Perinatol 1994;14:29-35. 44. Hainincrman C, Strates E, Koinan K, et al. Continuous vs multipcr rapid infusions of indomethacin: Effects on cerebral blood flow velocity. Pediatrics 1995;95:244-8. 45. Merritt TA, White CL, Cocn RW. et al. Pre-school assessment of infants with a patent arteriosus. Comparison of ligation and indomethacin therapy. Am J Dis Child 1982;136:507-2. 46. Yeh TF, Goldbarg HR, Henck T, et al. Intravenous indomethacin therapy in premature infants with patent ductus arteriosus: Causes of death andone;year follow-up. Am J Dis Child 1982b;135:803-7. 47. Mc Grath RL. In General Discussion, Session III: Persistent patency of ductus artcriosus in premature infants. In heymann MA & Rudolph AIVI(cds). The Ductus Arteriosus: Report of the Seventy-fifth Ross Conference on Pediatric Research, p92. Columbus, Ohio: Ross Laboratories. 48. Koren G, Zarfin Y, Perlman M, et al. Effects of indomethacin on digoxin pharmaco-kinetics in premature infants. Pediatr Pharmacol 1984;4:25-30. 49. Palder SB, Schwartz MZ, Tyson KRT, Man CC. Management of PD: a comparision of operative V pharmacologic treatment. J Pediatr Surg 1987;22:1171-4. |